Important Risk Information

Investments cannot be made in an index. Unmanaged index returns do not reflect any fees, expenses or sales charges. There is no guarantee that any investment will achieve its objectives, generate positive returns, or avoid losses. The Adviser’s reliance on its strategy and judgments about the attractiveness, value and potential appreciation of particular securities and the tactical allocation among investments may prove to be incorrect and may not produce the desired results. No level of diversification or noncorrelation
can ensure profits or guarantee against loss.

Disclosures

Counterpoint Funds, LLC is a California-based SEC registered investment advisor to mutual funds, ETFs, and SMAs that utilize quantitative multi-factor and trend-following strategies. Counterpoint Funds, LLC claims compliance with the Global Investment Performance Standards (GIPS®). GIPS® is a registered trademark of CFA Institute. CFA Institute does not endorse or promote this organization, nor does it warrant the accuracy or quality of the content contained herein. A Firm GIPS composite report can be requested by sending an email to info@counterpointfunds.com.

Management and performance of individual accounts may vary for reasons that include the existence of different implementation practices, varying security availability, and model requirements for such accounts held across different custodians.

Performance results in the Counterpoint High Yield SMA Composite are assumed from accounts managed by the same portfolio manager at Counterpoint Asset Management, LLC and now sub-advised by Counterpoint Funds, LLC. From May 2014 to March 2015 and the period of January 2019 to present, the composite consists of a single account of one of the firm’s owners.

Counterpoint Funds, LLC earns its advisory fee for the management of funds held by the strategy. Counterpoint does not charge any additional fees of Turnkey Asset Management Platforms. The gross performance does not include the deduction of the fees TAMPs charge of their clients.

Counterpoint Asset Management is an affiliate of Counterpoint Funds, and Counterpoint Funds is the subadviser of the Counterpoint Tactical High Yield Strategy. The performance shown represents past performance. Past performance is not an indication of future results. All investments involve risk, including loss of principal. Counterpoint Funds, LLC is an SEC registered investment adviser. Registration does not imply a certain level of skill or training. For more information pertaining to the registration status of Counterpoint Funds, please call 1-844-273-8637 or refer to the Investment Advisor Public Disclosure website (www.adviserinfo.sec.gov).

Index Definitions

iShares iBoxx High Yield Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, high yield corporate bonds. The Bloomberg Barclays U.S. Aggregate Bond Index is a broad-based benchmark that measures the investment grade, U.S. dollar denominated, fixed-rate taxable bond market. This includes Treasuries, government-related and corporate securities, mortgage-backed securities, asset-backed securities and collateralized mortgage-backed securities.

Investing involves risks including possible loss of principal. No investment strategy or risk management technique can guarantee return of eliminate risk in all market environments. In choosing to participate in an SMA, investors should carefully consider the amount they plan to invest; their investment objectives; and the SMA’s investment objectives, risks, charges and expenses before investing.

Investing in a SMA involves direct ownership of the assets purchased by the investment manager on the investor’s behalf. Therefore, all investors should understand and be able to bear all of the risks associated with the underlying assets. The amount and type of investment restrictions are subject to change and manager’s acceptance. The structure of SMAs exposes them to special risks including taxation risk, portfolio risk, and potentially high fees.

Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.

In the LPL Financial Model Wealth Portfolios (MWP) Program, the LPL Financial Overlay Portfolio Management Group is responsible for the trading, re-balancing, and implementation of trades for the client’s account based on model portfolio investment recommendations it receives from Counterpoint Funds, LLC. Client results in an LPL account will vary, in part due to the Overlay Portfolio Management Group’s role in implementing the model. LPL Financial and Counterpoint Funds, LLC are not affiliates of each other and make no representation with respect to each other.