DATE: May 26th, 2021
LOCATION: On-Demand Webinar
Cyber security threats and data breaches have accelerated during the COVID-19 pandemic, as the confusion and work-from-home orders created a perfect storm of security vulnerability. For every major data breach in the news there are thousands more ransomware and phishing attacks targeting the financial services industry and its clients. What are the emerging threats facing financial services today? How are SEC compliance requirements changing to meet new threats? What can advisors and firms do to protect themselves and their clients?
Hear from leading cyber security and compliance experts break down what advisors should know, the steps they can take to defend themselves, and what they should be communicating to clients.
Angel has more than two decades of experience in the cybersecurity, eCommerce and financial services industries. She is a visionary leader with a passion for developing solutions to protect against cybercrime and make our digital world a safer place. Angel is a prominent cybersecurity and diversity evangelist, spokesperson, and frequent blogger. Angel has represented RSA on the PCI Council Board of Advisors, FS-ISAC Board and NACHA’s Payments Innovation Alliance Risk, Regulatory and Security Advisory Committee, and has participated in the Federal Reserve Bank Secure Payments Task Force.
Krista has more than 20 years of experience working with investment advisers across all sizes, asset classes, and types of clients served. During her career she has been involved in examination process in both a firm and consultant role. She has prepared and submitted hundreds of regulatory filings. Her experience includes compliance, portfolio management, client service, marketing, research, portfolio administration, operations, trading, and accounting. She has provided valuable advice to CEOs, Presidents, CIOs, portfolio managers, analysts, and administrative and operational staff and understands an RIA’s organization and compliance needs.
Mutual Funds involve risk including the possible loss of principal. Investors should carefully consider the investment objectives, risks, charges and expenses of the funds managed by Counterpoint Funds. This and other important information about the funds is available in their prospectuses, which can be obtained at counterpointfunds.com or by calling 844-273-8637. The prospectuses should be read carefully before investing. The Counterpoint Funds fund family is distributed by Northern Lights Distributors, LLC member FINRA/SIPC. To reach the Counterpoint sales team, please refer to our contact page.
5516-NLD-09/01/2021
We’ve received your request for the featured event collateral. A Counterpoint Funds team member will be in touch shortly.
Subscribe to stay up to date on and receive our monthly perspective.
We’ve received your meeting request and a Counterpoint Funds team member will be in touch shortly.
Subscribe to stay up to date on and receive our monthly perspective.
We’ve received your event registration request and will be in touch shortly.
Subscribe to stay up to date on Counterpoint Funds and receive our monthly perspective.
We have received your application and look forward to reviewing your qualifications for the role. If your application seems like a good fit, we will contact you to discuss next steps.
Thank you again for your application and interest in joining the Counterpoint team!
We’ve received your message. A Counterpoint Funds team member will contact you soon.
Subscribe to stay up to date and receive our monthly perspective.