Krista has more than 20 years of experience working with investment advisers across all sizes, asset classes, and types of clients served. During her career she has been involved in examination process in both a firm and consultant role. She has prepared and submitted hundreds of regulatory filings. Her experience includes compliance, portfolio management, client service, marketing, research, portfolio administration, operations, trading, and accounting. She has provided valuable advice to CEOs, Presidents, CIOs, portfolio managers, analysts, and administrative and operational staff and understands an RIA’s organization and compliance needs.
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